Governance and Operational Management Policy

Version 1.0 - Revised April 2026

Related NDIS Practice Standard Indicators

NDIS-CORE-2.1 - Governance and Operational Management

1. Purpose

This policy describes the governance structure and operational management framework of [Organisation Name]. It ensures compliance with NDIS Practice Standard 2.1 (Governance and Operational Management).

2. Scope

This policy applies to the governing body (board, committee, or sole operator), management, and all workers of [Organisation Name].

3. Governance Structure

3.1 Governing Body

  • [Describe the governance structure: board of directors, management committee, or sole operator]
  • The governing body meets [frequency] to review organisational performance, compliance, and strategic direction
  • Meeting minutes are recorded and stored securely

3.2 Roles and Responsibilities

  • [Role/Title]: Responsible for [key responsibilities]
  • Clear delegation of authority ensures decisions are made at the appropriate level

4. Operational Management

4.1 Financial Management

  • Annual budgets are approved by the governing body
  • Financial reports are reviewed [monthly/quarterly]
  • Audits are conducted [annually/as required]
  • NDIS pricing is reviewed to ensure sustainability

4.2 Human Resources

  • Recruitment processes are fair and transparent
  • Workers have position descriptions and employment agreements
  • Performance reviews are conducted [annually]
  • Training needs are assessed and planned

4.3 Compliance

  • The organisation maintains compliance with all relevant legislation: NDIS Act 2013 and Rules, Work Health and Safety legislation, Privacy Act 1988, Anti-discrimination legislation
  • Compliance obligations are tracked and reviewed regularly

5. Quality and Continuous Improvement

  • The organisation collects and analyses data on service quality, incidents, complaints, and participant outcomes
  • Continuous improvement actions are tracked and monitored
  • The organisation participates in NDIS quality audits as required
  • Feedback from participants drives service improvement

6. Record Keeping

  • Organisational records are maintained for the required periods
  • Records include governance meeting minutes, financial records, worker records, participant records, incident records, and complaint records
  • Records are stored securely and accessible to authorised personnel

7. Related Policies

  • Risk Management Policy
  • Quality Management Policy
  • Human Resource Management Policy
  • Information Management Policy

8. Review

This policy will be reviewed at least annually or following a significant change to the organisation or NDIS requirements.

| Version | Date | Author | Changes | |---------|------|--------|---------| | 1.0 | [Date] | [Author] | Initial release |


This template is provided by GuardRail as general guidance only. Organisations should customise this policy to their specific circumstances and have it reviewed by a legal professional before adoption.